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  3. PLI’s Understanding the Securities Laws 2023
PLI’s Understanding the Securities Laws 2023

This two-day program is tailored to provide an introduction of the U.S. securities laws and the fundamentals of securities laws practice, as well as to give pragmatic guidance for securities lawyers practicing in today’s public and private offerings.

The upcoming Securities Act Exceptions panel will cover how to:

  • Better understand integration following the adoption of Rule 152
  • Properly approach general solicitation following the adoption of Rule 148
  • Review private placements, including offering under Rules 504 and 506 of Regulation D
  • Gain insight into the importance of “accredited investors” and potential changes to the definition
  • Explain the different kinds of offerings
  • Analyze employee equity awards, including Rule 701 and proposed amendments for “gig economy” workers
  • Manage resales of restricted and controlled securities 

Date
Jul 13, 2023
Time
05:30 PM ET
Location
PLI New York (45th street entrance), 1177 Avenue of the Americas, New York, NY, 10036
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Freshfields Speakers
New York
Michael LevittPartner
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