Alison is a financial services regulatory lawyer advising domestic and non-US banking organizations, fintech companies, financial sponsors, private equity funds and other financial institutions on a wide range of bank regulatory, policy and transactional matters.
As a routine part of her practice, Alison provides advice on:
- M&A, fintech investments and capital raising activities, new activities and products, and related regulatory applications and approvals from both US federal and state bank regulatory agencies.
- The Bank Holding Company Act, including the Volcker Rule, particularly in connection with fund formations and investments
- The preparation of 165(d) resolution plans and IDI resolution plans, and related advice on secured support agreements
- Topics related to recovery and resolution planning, such as total loss-absorbing capacity (TLAC), single-point of entry resolution strategies, the FDIC receivership process, and QFC recordkeeping rules
- Developments in the ESG and climate space
- Bank supervision and examination practices
Alison routinely represents clients before the Federal Reserve, OCC, FDIC, Treasury Department, NYDFS, and various state agencies concerning investments, transactions, business activities, and supervisory or enforcement matters.
Alison frequently represents various trade organizations in the financial services industry on advocacy efforts related to regulatory and legislative proposals. She also assists clients in the policymaking process before federal regulators.
An active thought leader on emerging issues in the bank regulatory space, Alison’s insights have appeared in the Wall Street Journal, Politico and the American Banker....
Alison's recent experience includes advising:
- Several foreign and domestic banks on bank regulatory and Volcker Rule issues in connection with private fund formation, including the formation of credit funds
- Multiple financial institutions, including regional and foreign banks, in the preparation of resolution plans, including IDI and 165(d) resolution plans
- Banking organizations on investments in venture capital funds and covered funds
- Banking organizations on section 4(c)(6) investments in non-bank companies and fintechs
- Trade associations in the preparation of comment letters on various topics including capital, long-term debt, and G-SIB surcharge
- Non-bank investors in connection with investments in banks
- Banking organizations in applications and other communications with regulators
- Stablecoin issuers regarding their relationship with bank partners


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