Financial services investigations
The first port of call for multi-jurisdictional investigations.
With an ever-increasing focus on financial institutions by regulators across the world, our team is regularly called on to advise the leading banks, insurers and asset mangers on the most complex and significant investigations, both financially and reputationally.
The global strength of our team – with dedicated financial institution lawyers in the US, UK, continental Europe, MENA and Asia – ensures we are the first port of call for a large number of global financial institutions when they are subject to a multi-jurisdictional investigation.
We advise clients across the whole range of investigations and regulatory enforcement matters, including market misconduct and insider trading; the use/misuse of confidential information; the sale of structured products; systems and controls; selling practices and complaints handling relating to retail products; and financial crime issues.