Financial services investigations
The first port of call for multi-jurisdictional investigations.
With an ever-increasing focus on financial institutions by regulators across the world, our team is regularly called on to advise the leading banks, insurers and asset mangers on the most complex and significant investigations, both financially and reputationally.
The global strength of our team – with dedicated financial institution lawyers in the US, UK, continental Europe, MENA and Asia – ensures we are the first port of call for a large number of global financial institutions when they are subject to a multi-jurisdictional investigation.
We advise clients across the whole range of investigations and regulatory enforcement matters, including market misconduct and insider trading; the use/misuse of confidential information; the sale of structured products; systems and controls; selling practices and complaints handling relating to retail products; and financial crime issues.
Global investigations
- Anti-bribery and corruption investigations
- Anti-money laundering
- Competition investigations
- Compliance investigations
- Data protection and privacy in investigations
- Financial services investigations
- Human rights
- Sanctions
- Tax investigations and disputes
- White-collar defence and corporate crime
Our team
Georgia Dawson Senior Partner
Singapore, London
William Robinson Partner
London, Hong Kong
John Choong Partner
Hong Kong
Geoff Nicholas Partner
London
Norbert Nolte Partner
Düsseldorf
Aaron Marcu Partner
New York
Eric B. Bruce US Head of disputes, litigation and arbitration, and global investigations
Washington, DC, New York
Dimitri Lecat Partner
Paris
Raquel Flórez Partner
Madrid
Ali Sallaway Partner
London
Dr. Martina de Lind van Wijngaarden Partner
Frankfurt am Main
Matthew Bruce Partner
London
Ben Morgan Partner
London
Sarah Parkes Partner
London
Bea Tormey Partner
London
Christopher Robinson Partner
London
Joaquin Terceño Partner
Tokyo, Singapore