Textbooks

A Practitioners Guide to EU Financial Services Directives (second edition, 2006)

Written by members of Freshfields Bruckhaus Deringers regulatory practice and published by City & Financial, A Practitioners Guide to EU Financial Services Directives provides financial institutions with a comprehensive, single volume resource containing detailed guidance on the most important directives that affect the financial services industry, including those contained in the EU Financial Services Action Plan.

Please see http://www.cityandfinancial.com/publications/?sector=3&id=28 for further details and instructions on how to purchase a copy.

Freshfields Bruckhaus Deringer on Financial Services: Investigations & Enforcement, second edition (2005)

Designed to be used before, during and after an investigation, Freshfields Bruckhaus Deringer on Financial Services: Investigations and Enforcement (2nd edition) contains practical start-to-finish advice and guidance on FSA regulatory investigations and enforcement action. The second edition of this book comprehensively covers and examines the developments and significant changes to the FSAs investigation and enforcement regime since its inception in 2001, including the Strachan Review, new Listing Principles, recent FSA action regarding rule breaches and the FSAs treating customers fairly (TCF) project.

Please see http://www.tottelpublishing.com/investigations/index.html for further details and instructions on how to purchase a copy.

How Countries Supervise their Banks, Insurers and Securities Markets 2007

How Countries Supervise their Banks, Insurers and Securities Markets 2007 is a comprehensive guide to the worlds financial regulatory authorities, published by Central Banking Publications. The directory is produced in association with Freshfields Bruckhaus Deringer and has proven to be an excellent source of information, profiling key details of over 500 regulatory agencies in over 190 jurisdictions.

Please see http://www.centralbanking.co.uk/publications/directories/hcs2007.htm for further details and instructions on how to purchase a copy.

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